Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)
Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)
service as a direct channel for reporting investment scams and frauds. The public can call the SEC Hotline 1207, extension 22, or send whistleblowing tips or scam reports through the SEC website at
something that we too frequently overlook. As investors, we need to use our voice, through direct engagement and voting, to ensure that companies are being run to deliver sustainable growth and returns over
connected to financial information. • Subject to the same governance processes and sign off as the financial report • Accessible to investors as primary users 31 Source: European Commission Guidelines on
. 2535 (1992) (SEC Act). Pursuant to the SEC Act, the SEC is empowered to supervise and develop the primary and secondary markets of the country’s capital market system as well as securities-related
, resulting in robust economic outlook. Transactions in both primary and secondary markets in 2003 were very active. Total value of shares offerings was 132,248 million baht, 20,832 million baht of which were
Secretary-General ]7 . . . . . . . . Mission and Goals The SEC has been founded on May 16, 1992 upon the promulgation of the Securities and Exchange Act B.E. 2535 (1992) (the SEC Act) with the primary
compliance and giving advice on how to improve the internal control system. For operational independence, the department is subjected to direct reporting to the Audit Committee. See details in the Audit
companies. In the case of the SEC Board whose primary role is to lay out SEC Governance ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ policies for the overall supervision and development of the capital market, the