, e.g. commission, exercise fee, etc. These charges add to the Client’s investment costs and will affect loss and gain as well as the Client’s investment decision. Commission may vary depending on type

voting right on the portion that exceeds the following rates: 1. fifty percent of the outstanding units of the fund and; 2. fifty percent of the outstanding units of each class of units if there is a

management. Clause 4. Those licensed to operate the following businesses shall pay the annual fixed fees to the Office at the specified rates as follows: (1) Dealing of debt securities, at the rate of Baht

difference of such prices, so as to provide a price compensation to such relevant persons who made such redemption. If the relevant persons who made such redemption have no investment units left, the

prices as well as financial status, ability to deposit of margins and debt repayment records of the client; (2) require initial margin from a client no less than the rate or value prescribed by the SEC

issue date. Clause 7 The application fee and the license for establishment shall be according to the following rates: (1) the application fee for the establishment of an association related to securities

as securities registrar; (6) diagram of the organizational structure of the work unit which will be responsible for providing services as securities registrar; (7) rates of fees and methods of fee

.: _____________________________ Fax No.: _________________________ 21) Details of where and how unit prices will be published: _______________________________________________________________________

selling prices and redemption prices of investment units, as specified in the fund scheme and in accordance with the rules and procedures prescribed by the Notification of the SEC or the Office; (i) Systems

repeatedly insists that transactions with significant size be done quickly, client repeatedly insists to process transactions at prices that are not advantageous or competitive, terms and conditions of