professions, etc. Prosperous growth with international recognition The SEC is a member of the International Forum of Independent Audit Regulators (IFIAR) and the ASEAN Audit Regulators Group (AARG) organization
improvements in corporate governance (CG) regulation, makes policy recommendations, and provides investors with a benchmark against which to measure corporate governance in Thailand. It is an update of the 2005
system. Directions and strategies for enhancing capacity of Thailand’s capital market were formalized to fulfill the country’s key requirements and competitive edge on a global scale in line with the 20
Shareholders, the company is in the process of negotiating to additionally purchase the total number of shares in KPN Academy from other shareholders under the same conditions applying with the Existing
risk management in accordance with the Third Party Risk Management Implementation Guideline in cases where there is use of services, connection or access to information by a third party. KBank has put in
about [i] conflicts of interest with the client or [ii] unfairness to the client ; (9) having a system for protecting the client ’s asset which is under the following rules: (a) in case the client ’s
company is in the process of negotiating to additionally purchase the total number of shares in KPN Academy from other shareholders under the same conditions applying with the Existing Shareholders
care, intelligence and judgement. Voting is a key investor right and an asset of the ultimate beneficiaries. Voting rights should therefore be exercised with due care and diligence, and institutional
inappropriateness with conditions of such intermediary ’s business; (c) is not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the
category is treated fairly and with the best interest for such client; (b) being able to exhaustively prevent illicit exploitation of information or opportunity as a result of the intermediary’s services; (c