with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
pertaining to rules for approval of offer for sale of units of the trust within five years before submitting the application Obtaining approval from the SEC, thereby in readiness of work systems and personnel
generally disclosed to the public and is material to the change of price or the value of securities. Presumption on person who “knows or possesses inside information" Acts Insider (Section 243) (1
generally disclosed to the public and is material to the change of price or the value of securities. Presumption on person who “knows or possesses inside information" Acts Insider (Section 243) (1
derivatives businesses 2. In readiness for providing services such as having capital and staff capacities to offer services appropriately and sufficiently, operating on an information technology system with
derivatives businesses 2. In readiness for providing services such as having capital and staff capacities to offer services appropriately and sufficiently, operating on an information technology system with
– in case of a listed company Criteria for approval: can be divided into four cases, depending on the nature of share price indication based on the resolution of the shareholders' meeting. 1 st case
> Management of Mutual Fund > Procedures for incorrect pricing Regulations SHARE : Detail Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for
years Underlying shares being newly issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before
> Management of Mutual Fund > Procedures for incorrect pricing Regulations SHARE : Detail Content Management of Mutual Fund 7. Procedures for incorrect pricing (1) Retrospectively price correction only for