reimbursement of investigative expenses Cases Persons Fail to exercise duty of care - - - - - - - Presenting a false statement or concealing material facts that should have been stated - - - - - - - Disclosure of
information, integrating ESG information into analysis and valuation, and presenting ESG information in research reports. In addition, it contains resources for analysts to reference for in-depth information on
Court of First Instance The Appeal Court The Supreme Court These offenses (e.g. presenting false statement concerning public offering, analyzing financial position based on false information, using or
imposed on an offender for these following offenses under SEA: (1) committing unfair practice regarding securities trading (e.g. market manipulation and insider trading); (2) presenting a false statement or
form of community web board shall not be liable to presenting oneself to the general public as being ready to provide services as investment advisor or derivatives investment advisor on the condition 2
form of community web board shall not be liable to presenting oneself to the general public as being ready to provide services as investment advisor or derivatives investment advisor on the condition 2
the firm was under the process of presenting its projects, so the number of clients remained modest. Meanwhile, the revenue from TV program production fell. As a result, the Company’s profit margin
: (1) committing unfair practice regarding securities /digital assets trading (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as
decreased compared to the 6 months period of prior year from 107.56% to 103.79% in the 6 months period of 2017, presenting the improvement on cost of service management. Selling expenses For the 3 months
revenues from medical services decreased compared to the 9 months period of prior year from 106.77 % to 100.92 % in the 9 months period of 2017, presenting the improvement on cost of service management