be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
asset http://market.sec.or.th/public/idisc/en/Enforce < > > < > > Previous First 1 2 3 4 Last Next
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asset broker, suspended totally or partly digital asset trading http://market.sec.or.th/public/idisc/en/Enforce < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
Management Company Limited (“SCBAM”), a fund management company, failed to comply with the rules, conditions http://market.sec.or.th/public/idisc/en/Enforce < 1 ... >> > < 1 ... >> > Previous 1 2 Last Next