national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ; the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market
on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale of certain types of debt securities would require credit rating to be arranged by an approved
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
Fining All the five administered laws stipulate that certain offences could be settled by a criminal fine.The Criminal Fining Committee appointed by virtue of such laws determines the fine. After the
become the major shareholders approved by the present major shareholders of the digital asset operators A license for undertaking digital asset businesses An application form for approval of the
become the major shareholders approved by the present major shareholders of the digital asset operators A license for undertaking digital asset businesses An application form for approval of the
lecturer or instructor in certain subjects in the courses under item continuing development course can count as official hours required under the condition of continuing development of accounting knowledge
, clearing houses must have appropriate risk management measures in order to effectively perform the duties of guaranteeing clearing and settlement. Securities Depository Center At present, most securities
, clearing houses must have appropriate risk management measures in order to effectively perform the duties of guaranteeing clearing and settlement. Securities Depository Center At present, most securities
authorities empowered to supervise financial business or has been barred from serving as the executive or the major shareholder of the supervised legal entity and, at present, has not been permitted to