world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued
capacity to continuously and reliably manage the trust according to the trust instrument. In case of a non-asset company, the SEC prescribes additional requirements as follows: A paid-up capital of not
Market Supervisory Board > The Capital Market Supervision Board Members The Capital Market Supervision Board Members (19 November 2009 - Present) SHARE : Detail Content Chairman of the Capital Market
party's own benefit or in capacity of an agent of a non-resident third party; (2) providing service of securities borrowing and lending by securities depositary center to its members, if securities
Supervision Board Members (19 November 2009 - Present) SHARE : Detail Content Chairman of the Capital Market Supervision Board (Secretary-General) Thirachai Phuvanatnaranubala 19 November 2009 - 4
a quantity and complexity of transactions that are sufficient for demonstrating knowledge and capacity of the auditor and audit engagement quality; and - having cumulatively performed audit duties
> SEC Board > The SEC Commission Members (16 March 1992 - Present) Our Structure SHARE : Detail Content SEC Chairman (Minister of Finance) Suthee Singsane 17 March 1992 - 15
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on