be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court

national economy. At present, there are six legislations administered by the SEC, namely: the Securities and Exchange Act of 1992 ;​ the Derivatives Act of 2003 ; the Trust for Transactions in Capital Market

system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code http://market.sec.or.th