of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in the financial statements inaccurately or incompletely, the
system for controlling and preventing the use of inside information between its work units and personnel clearly: 3 (a) the period where the intermediary prepares a report on securities analysis; (b
: Unit: Million THB Sales Volume Amount Note Backlog Transfer in 2019 Transfer in 2020 Total 2019 - 2020 1. Residential Condominium 3,300 90% of sales volume in 2019 derives from ready-to-move-in projects
supervisors approved by the Office which can be accessed and inspected by the public; (4) “tender offer preparer” means a person who prepares a tender offer for acquisition of securities for business takeovers
] is ready to perform the duties as the trustee of the REIT; (b) in case of issuing additional new units, there shall be a statement indicating that the trustee has studied the evidentiary documentation
least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized
operate or to procure the benefit upon. (b) arrange for an appraisal on the infrastructure asset in accordance with the rules in Clause 12; (c) in case of the infrastructure asset to be invested being the
those who have not been approved to become a trustee; (2) a copy of trust instrument to support an issuance of sukuk; (3) a certified letter from the financial advisor who prepares the application for