, switching and transferring investment units and signed two clients? names. In case of the first client, Thanjira signed the client?s signature to request a change of the client?s contact information to her

client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his

Bangkok, March 13, 2015 - The SEC suspended two investment consultants of RHB OSK Securities (Thailand) Plc. {A}, a securities investment consultant, was suspended for trading securities on behalf of

benefits; (2) falsifying name of a bank account for submission of a request to increase credit line; (3) opening a securities trading account by using name and signature of other persons and using such

Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1

accounted for 37 percent of GDP. The development of fund raising channels will constructively help enhance SMEs? long-term competitiveness.   In today?s high-tech society that allows communication and

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