Business in the Category of Derivatives Brokerage Limited to Gold Derivatives dated 14 November 2008 shall be repealed. Clause 2 In this Notification: (1) “precious metal derivatives brokerage” means
Business in the Category of Derivatives Brokerage Limited to Gold Derivatives dated 14 November 2008 shall be repealed. Clause 2 In this Notification: (1) “precious metal derivatives brokerage” means
Derivatives Brokerage Limited to Gold Derivatives dated 14 November 2008 shall be repealed. Clause 2 In this Notification: (1) “precious metal derivatives brokerage” means derivatives business in the category
investment type as follows: 1. Bank Deposit 2. GSB/BAAC Lottery 3. Common Stock 4. Real Estates 5. Precious Metal 6. Personal Share 7. Insurance Policy 8. Cooperatives 9. Government Bond 10. State Enterprise
derivatives brokerage not limited to debt securities derivatives or precious metal derivatives; (3) a licensee having a legal entity in a conglomerate being a securities company which has obtained a securities
derivatives brokerage not limited to debt securities derivatives or precious metal derivatives; (3) a licensee having a legal entity in a conglomerate being a securities company which has obtained a securities
ETF 2) ผู้ติดต่อฯ ด้านสัญญาซื้อขายล่วงหน้า ประเภท ข ที่ปฏิบัติหน้าที่เฉพาะ สัญญาซื้อขายล่วงหน้าที่เกี่ยวกับโลหะมีค่า (“precious metal derivatives”) แก้ไข ก าหนดให้เหลือประเภทเดียวคือ “ผู้แนะน าการลงทุน
extensive experiences in the securities industry include his services as Senior Manager of Siam Commercial Bank PLC, President of Asia Plus Securities PLC, and Advisor to the Executive Board of Directors
, India on 11 and 12 February 2014. Co-organised by the Securities and Exchange Board of India (SEBI) and the OECD, it brought together senior government officials and regulators from Asian countries
) EY 4 EY EY AQI 3 EY (3:1) 6:1) EY senior manager manager EY staff turnover 27.33%) (20.31%) EY EY career path) succession plan) EY 3.5 (Engagement Performance) EY engagement partner ) EY 2 engagement