● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full name of the investment consultant. ● Name of Securities/derivatives intermediary or the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
supervision under the authority of multiple agencies as seen in the following areas: Securities trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of
followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of Attorney form in case of authorizing another person to file complaint; 3. Details of the
balance of power between the board of directors and the management. UPDATE: The SEC has issued the Notification of the Capital Market Supervisory Board No. TorChor. 35/2564 Re: Application for and Approval
balance of power between the board of directors and the management. UPDATE: The SEC has issued the Notification of the Capital Market Supervisory Board No. TorChor. 35/2564 Re: Application for and Approval
disclosure Indicator Applicable Law 2020 score 1 Whose decision is sufficient to approve the Buyer-Seller transaction ? Ans. Shareholders excluding interested parties - พ.ร.บ. บริษัทมหาชนฯ มาตรา 101 - พ.ร.บ