persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of Attorney form in case of authorizing another person to file complaint; 3. Details of the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the
define the roles and responsibilities of management and monitor management’s proper performance of its duties. Guidelines 1.4.1 The board should adopt a written policy (such as a charter) that clearly
SEC’s specified rules. The members of an Audit Committee shall not be authorized directors or have controlling power over the company and at least one member shall have sufficient knowledge and
meetings more easily and promote the exercise of voting rights to control, monitor and participate in the decision making on important matters. UPDATE: At present, the Emergency Decree on Electronic Meetings
meetings more easily and promote the exercise of voting rights to control, monitor and participate in the decision making on important matters. UPDATE: At present, the Emergency Decree on Electronic Meetings
SEC’s specified rules. The members of an Audit Committee shall not be authorized directors or have controlling power over the company and at least one member shall have sufficient knowledge and