Association Associations related to securities businesses Summary of major provisions in supervising the related associations The SEC has the power to make an order for the directors or members to clarify
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
voting rights on the client's behalf, the company shall act as follows: 1) Exercise voting rights at a meeting of the shareholders in matters that may significantly affect the fund's benefit; 2) Disclose
voting rights on the client's behalf, the company shall act as follows: 1) Exercise voting rights at a meeting of the shareholders in matters that may significantly affect the fund's benefit; 2) Disclose
at least three persons and at least one person must have adequate knowledge to review the reliability of financial statements. The scope of power and duties is clearly specified. Directors
Company which listed companies hold > 50 percent shares Other public company limited (approval conditions will be simple which only require the decision of the shareholders' meeting, without having to
protection of shareholders (notice calling letter, resolution of the shareholders' meeting, right to veto) Definition of a market price can be one of the following: Weighted average price (closing or average
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