Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Barrister-at-Law, he graduated with an LL.M. in International Business Law (with Merit) from University College and a Ph.D. in the same field from King's College, University of London, UK. Prior to his
a Bachelor of Laws (2nd Class Honors) from Chulalongkorn University, Thailand, a Barrister-at-Law of Thai Bar Association, and a Master of Laws from New York University, USA. He was Director-General
recommending the case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested on the court of justice. In this regard, the SEC
shaping of market development. The law on futures markets was enacted in 2004. Preparation is now well under way to establish the market within 2005. A clear and concise plan was set to eradicate remaining
Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
partly because the overall household purchasing power was not sufficiently strong and household debt remained elevated. Private investment picked up in line with the improved economic outlook, and with
partly because the overall household purchasing power was not sufficiently strong and household debt remained elevated. Private investment picked up in line with the improved economic outlook, and with