the law governing derivatives and notifications issued by virtue of the said law: 1. person with power of management; 2. director or executive of a derivatives business operator which is a financial
: “SECTION 19. The Office has the power and duty to: (1) perform any act for the implementation of the SEC’s resolutions; (2) supervise compliance and enforcement of law against any person violating the
: A36633673/0.7/02 Jul 2018 12 (a) undertaken in compliance with the law, the court’s order, or the order of an agency with the legal power; (b) undertaken in accordance with the obligations under a derivatives
Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law governing derivatives transactions; Whereas this Act contains certain provisions relating to the restriction
Barrister-at-Law, he graduated with an LL.M. in International Business Law (with Merit) from University College and a Ph.D. in the same field from King's College, University of London, UK. Prior to his
a Bachelor of Laws (2nd Class Honors) from Chulalongkorn University, Thailand, a Barrister-at-Law of Thai Bar Association, and a Master of Laws from New York University, USA. He was Director-General
power and duty to: (1) perform any act for the implementation of the SEC’s resolutions; (2) supervise compliance and enforcement of law against any person violating the provisions of this Act; (3
; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it
Base http://siteresources.worldbank.org/DATASTATISTICS/Resources/GDP_PPP.pdf and World Federation of Stock Exchanges. *Common law traditions and ** Civil law traditions 2 Corporate Governance in Asia
regulations: Clause 1 In this Notification: (1) “executive” means a manager or a person with power of management; (2) “manager” means any person who is authorized by the board of directors of the company to