: Detail Content Management of Mutual Fund 21. Additional rules for guaranteed funds (1) In an arrangement with a new guarantor, the qualification of the new guarantor and terms of guarantee agreement
: Detail Content Management of Mutual Fund 21. Additional rules for guaranteed funds (1) In an arrangement with a new guarantor, the qualification of the new guarantor and terms of guarantee agreement
management company shall specify the statement “not for retail fund " at the end of the name of the mutual fund. (4) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund
management company shall specify the statement “not for retail fund " at the end of the name of the mutual fund. (4) Establishment of fund with special features (4.1) Guaranteed fund A guarantee fund
limit Guarantee of income Facilitation of benefits Trust certificate holder meetings Other rules Status and structure A REIT is not a juristic person, but a pool of assets owned by a trustee. A
Association Associations related to securities businesses Summary of major provisions in supervising the related associations The SEC has the power to make an order for the directors or members to clarify
acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing and settlement in all trading transactions which have occured. If one of the counterparties does not perform
acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing and settlement in all trading transactions which have occured. If one of the counterparties does not perform
and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of penalty to be imposed on the offender. Appeal Any person who is affected by, and
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the