Association of Provident Fund, directors and management of asset management companies. The SEC Board approved the launch of this I Code to assist Institutional Investors in adopting best practices for
Association of Provident Fund, directors and management of asset management companies. The SEC Board approved the launch of this I Code to assist Institutional Investors in adopting best practices for
Association Associations related to securities businesses Summary of major provisions in supervising the related associations The SEC has the power to make an order for the directors or members to clarify
international counterparts, and to support the launch of the ASEAN Economic Community and the recognition of ASEAN capital markets among global investors. Assessment Criteria Based on the principles of the
international counterparts, and to support the launch of the ASEAN Economic Community and the recognition of ASEAN capital markets among global investors. Assessment Criteria Based on the principles of the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of penalty to be imposed on the offender. Appeal Any person who is affected by, and
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the