) กรณีที่กองทุนรวมบันทึกมูลค่าตราสารหนี้เป็น “0" หรือกรณีที่ผู้ออกตราสาร หนี้มี potential default ให้ผู้ถือหน่วยลงทุนทุกรายที่มีชื่ออยู่ในทะเบียน ณ วันที่ บลจ. ได้บันทึกมูลค่าตราสารหนี้เป็น “0" หรือวันที่
, as well as taken into consideration the potential impact on the unitholders of each class. (3) Naming a mutual fund The name of a mutual fund shall not mislead investors about features, types
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
transaction (RPT) or potential RPT or if there is, there must be adequate measure to manage conflict of interests. The company must not be dependent on the business of a person who may have a conflict of
business relationship, investment, or administration and management of the issuer, for example, customers, suppliers of raw materials, potential business partners of the issuer, the affiliated companies of
dispose of the assets at the earliest opportunity, except that the unitholders accept the assets as debt repayment instead of cash. 2) I nclusion in the fund: The funds may continue to hold the assets
Thailand and give the SEC an opportunity to share insights and practical experiences of independent audit regulatory activities. Regulatory Summary of Approved Auditor in Capital Market Related Rules and