securities trading still need technology in decreasing the cost in multiple aspects, to increase the potential and help Thai capital market to have the competitiveness potential, and attract both domestic
Bangkok, March 16, 2016 ? The Criminal Fining Committee has fined Somyos Anantaprayoon for dessiminating news that may have led other persons to understand that the share price of WHA Corporation Plc. (WHA) would rise or fall, and such information had not been disclosed to the Stock Exchange of Thailand (SET).Following a referral from the SET and the SEC?s further inspection, it was found that Somyos, then Chairman, CEO and a major shareholder of WHA, had released news to the public through two...
known in the fund management industry and looking for the opportunities increasing the number of member countries in order to reach its full potential in the project. In addition, the working group of
role in providing education and expanding quality investor base. The industry needed analysis reports on medium to small-cap stocks and other quality securities. Therefore, SET in collaboration with SEC
hosting of the IOSCO Conference would generate a wide range of benefits, e.g., (1) showing Thailand’s competitive potential as a capital market leader that performs in the regional and international
The SEC is hosting the Asia Pacific Takeovers Regulators Conference 2019, an annual platform for expanding cooperative network within the region and sharing views on regulatory frameworks and
potential of studies pertaining policies regarding the capital market. This seminar was the first time that SEC prioritizes the promotion of collaborations between academics and related parties from all
2023,” as part of the annual strategy aimed at fostering collaboration with personnel in the justice system. The primary objectives of the seminar are to enhance knowledge, promote potential, and
management and limited brokerage, dealing and underwriting of investment units (LBDU) In revising the annual fee scheme, the SEC has taken into consideration intermediaries? existing cost factor and potential
intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and