which in turn would only be possible with the support of a healthy financial reporting ecosystem. Striving to achieve such quality, the SEC has directed its efforts towards strengthening the various
associated risks that are too high. In a situation where a risk level is higher than normal or there is a potential conflict of interest or a possible lack of independence, the audit firms must put in place
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
refinance sustainability-linked loans. 1-4 What is the interplay of “use-of-proceeds” and “sustainability-linked” bonds? Can they be combined if need be? It is possible to combine a “use of proceeds” approach
Entities to the extent possible under Domestic Law. 2. This MoU does not create any legally binding obligations, confer any rights on any Person, or modify or supersede any Domestic Law. 3. This MoU
this circular. If the SFC is aware of such change, it will notify the SEC as soon as possible. 14. Changes to a Hong Kong Covered Fund must be made in accordance with the applicable Hong Kong laws and
-compliance with the Eligibility Requirements set out in Annex B to this circular. If the SEC is aware of such change, it will notify the SFC as soon as possible. 14. Changes to a Thai Covered Fund must be made
2.1.3 inappropriate/insufficient disclosure of information (paragraph........). ฆ 2.2 Inability to obtain sufficient appropriate audit evidence and the possible effects are material, but not pervasive
financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk
provides illustrative examples though it is not a comprehensive list of every possible engineered water asset that would be eligible. • Nature-based water resources management systems that are managed to