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Rules in Detail on the Protection and Management of Conflicts of Interest

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6797&SearchNo=

Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo=

Selling of Securities in Foreign Country by Securities Company Without Having Possession

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5347&SearchNo=