-incompetent person; (2) I am a person not eligible to serve as director, manager, person with managerial authority or advisor of financial institution because of the possession of prohibited characteristics
of commercial bank, securities company or financial institution established under specific law due to the lack of qualifications or the possession of prohibited characteristics pursuant to the law
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the Securities and Exchange Act B.E. 2535 (1992), the Securities
: .......................................................................................... 4. Academic degree(s) Bachelor's degree in....... (FIELDS OF STUDY)........ from ….(INSTITUTION) ............. (NAME)................ Master's degree in .......... (FIELDS OF STUDY)....... from
is not authorized to analyze value or suitability of trading or investing in derivatives; (9) “financial institution” means an entity which undertakes the following businesses: (a) commercial bank
interests; (3) promisory notes and bill of exchange issued by financial institution under the Law on Loan Interest of Financial Institution; (4) investments in securities, derivatives and other financial
interests; (3) promisory notes and bill of exchange issued by financial institution under the Law on Loan Interest of Financial Institution; (4) investments in securities, derivatives and other financial
) promisory notes and bills of exchange issued by financial institution under the law on loan interest of financial institution; (4) ivestments in securities, derivatives and other financial instruments; (5
) promisory notes and bills of exchange issued by financial institution under the law on loan interest of financial institution; (4) ivestments in securities, derivatives and other financial instruments; (5
to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.