Collective engagement Institutional investors should act collectively as appropriate where this would assist in advancing beneficiary or client interests, taking account of relevant legal and regulatory
ensure that appropriate investment advices could be provided to Thai investors in a timely manner upon their requests and assist them in making informed investment decisions. The essence of the proposed
of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or
securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening application and providing investment advice to
, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening
indicating insufficient staff within the firm. Additionally, appropriate ratios for each audit firm may vary, depending on numerous factors, e.g., management system, the use of technology to assist in audit
decision to invest in digital assets. Section 42. No person who is aware or in possession of the inside information related to a digital token offeror or the characteristics or particulars of digital tokens
director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent in the
allowance for expected credit loss on receivables amount Baht 123.63 million. During April to June 2020 (and extended until September 2020) The company has measure to assist debtors who were affected by the
credit limit, debt moratorium measure, to assist for state welfare card holders and to stimulate domestic tourism under “We Travel Together” project; buying power of the consumers have remained stagnant