following criteria: (a) having the qualifications and not possessing the prohibited characteristics according to Section 103 of the Securities and Exchange Act B.E. 2535 (1992) or Section 23 of the

business established under Thai or foreign law and possessing all of the following characteristics: (1) having the objective of joint investment among at least two accredited investors; (2) assigning any

meet the following criteria: (a) having the qualifications and not possessing the prohibited characteristics according to Section 103 of the Securities and Exchange Act B.E. 2535 (1992) or Section 23 of

. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less than 100 million Baht; (2) not

the total voting rights shares. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less

submission of the application. (b) Possessing qualifications and work experiences as follows: 1. Having passed the level 1 examination of Chartered Financial Analyst (CFA) or Certified Investment and

meets the following requirements: (1) being an additional acquisition or disposal of a property or leasehold right to a property; (2) having a value of one hundred million baht or more, or three percent

selling ” means selling securities without possessing securities. “ ETF units ” means investment units of ETMF or units of foreign ETF . “ units of foreign ETF ” means shares of investment company or unit

the duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an

Notification: “ deposit ” means the following assets: (1) cash deposit, certificate of deposit, depository or other instruments having similar characteristics and whose deposit accepters being a financial