rules, as the case may be: (1) for appointing or assigning a person to hold the positions under Clause 5, such person shall meet the following criteria: (a) having the qualifications and not possessing

assigning a person to hold the positions under Clause 5, such person shall meet the following criteria: (a) having the qualifications and not possessing the prohibited characteristics according to Section 103

assigning a person to hold the positions under Clause 5, such person shall meet the following criteria: (a) having the qualifications and not possessing the prohibited characteristics according to Section 103

. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less than 100 million Baht; 2 (2) not

the total voting rights shares. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less

the total voting rights shares. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less

without possessing securities. “ETF units” means investment units of ETMF or units of foreign ETF. “units of foreign ETF” means shares of investment company or unit trust issued by foreign ETF. 1 The law on

in form of company or trust under foreign law. “short selling” means selling securities without possessing securities. “ETF units” means investment units of ETMF or units of foreign ETF. “units of

acquisition or disposal of a property or leasehold right to a property; (2) having a value of one hundred million baht or more, or three percent or more of the net asset value of the mutual fund, whichever is

established under Thai or foreign law and possessing all of the following characteristics: (1) having the objective of joint investment among at least two accredited investors; (2) assigning any person to be