. The SEC will make an appointment for an on-site inspection of the work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website
original scheme; 4.2 The unitholders received the investment capital and the returns upon expiration of the closed-end fund as specified in the original scheme; 4.3 The fund was converted to an open-end
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
guarantee. (2) Where the arrangement with a new guarantor will cause fees to increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an
companies’ awareness of the importance of maintaining the AGM quality in line with international standards, and to build a positive image of the Thai capital market in terms of shareholders’ engagement
/ bonds with a bondholders' representative). (original requirements) - For the offering of bills, the approval will be granted upon submission of a report on features of the bills. - For the offering of