Application for Waiver from the Requirement to Make Tender Offer for All Securities of the Business by Virtue of the Shareholders’ Meeting Resolution, dated November 17, 2003. According to the said rules on an
and comprise a large number of affiliates, due to legal or commercial purposes, in order to add flexibility without causing an unreasonable burden on these companies. The main points of the new rules
price of the shares must be at a fair value valuated by a financial advisor, who is approved by SEC and independent from the offeror; (c) there must be an independent securities company giving advice
tokens to the public must be conducted only by limited companies or public limited companies on the condition that such issuers have already obtained an approval and filed the registration statement and
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
concentration risk due to investment in products of any single issuer. Under such conditions, a credit risk on any specific issuer in a term fund’s portfolio could adversely affect the net asset value of the