manager in accordance with Section 144 or Section 145 or in accordance with the provisions of other laws; (6) being a political official; (7) being a government official with responsibility to supervise
, economic and political risk as well as regional risk of the countries in which they have invested. Since the aforesaid risks may affect the financial status of the securities company, it is deemed necessary
foreign country, there shall be consideration on change or uncertainty regarding economic, political, social and legal issues of the foreign country as well as the complexity in business continuity
…………………………………………………………………… O no 6.5 Having been removed from office of chairperson, director or manager under Section 144 or Section 145 or under the provisions of other laws: O yes O no 6.6 Being a political official: O yes O
account the financial market and capital market, politics and social condition: - Industry analysis: - Study and analysis of fundamental factors of the business to be invested. (3) Prescription of criteria
จัดการกองทุนรวมคำนึงถึงปัจจัยความเสี่ยงเพิ่มเติมอย่างน้อยดังต่อไปนี้ (1) ปัจจัยความเสี่ยงจากอัตราแลกเปลี่ยนเงิน (exchange rate risk) (2) ปัจจัยความเสี่ยงจากการลงทุนในต่างประเทศ (country and political risk
, regardless of whether the sentence has been suspended, except for the offences committed through negligence or minor offences; (4) being or having been a political official or holding or having held any
value of capital market product by [i] considering factors which impact on future performance, for instance, economic, financial, political, and related industrial factor, including managerial direction
impact on future performance, for instance, economic, financial, political, and related industrial factor, including managerial direction of an entity issuing capital market product and various business
manner indicating a lack of professional accountability or due care as specified in the notification of the SEC; (2) being a political official; (3) being a government official or an official in any state