directing Pan Asia Biotechnology Co., Ltd. to cancel the purchase transactions of ordinary shares of Bangkok Rubber Saharattana Co., Ltd. and Jones & Vining (Thailand) Co., Ltd., request full refund for the
disclose to the company and person appointed by the company the information as to whether I have any characteristics indicating untrustworthiness as specified in the Notification of the Securities and
, indicating that he had been authorized by his client to make securities trading decisions on the client's behalf. The communication record showed that {A} called to inform his client of the trading orders
indicating such change) 1.2 Type of Card [ ] Identification Card [ ] Passport (only for non-Thai national who does not have an identification card or does not know identification number) Card Number : Expiry
, address, and telephone number of the trust manager; (6) the qualification of the beneficiaries and a statement indicating that the unit holders listed in the register are the trust’s beneficiaries; (7) the
amounted at 182.58 million baht, an increased compared to 1H18 which amounted at 137.93 million baht a total increase of 44.65 million indicating a 32.37% increase in revenue. The main reason for the
/executive, I would like to request for inspecting my qualification whether I have any characteristics indicating untrustworthiness as specified in the Notification of the Securities and Exchange Commission No
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
comparison indicating maximum, minimum and average returns among mutual funds in the same category and will thus serve as useful information for making investment decision. The proposed rules classify mutual
indicating that {A} sent trading orders and afterwards informed his client's authorized person. Such authorized person did not reject the transactions. From the record, in addition, {A} specified details of