SEC Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Tipsuda Thavaramara and Deputy Secretary-General Sirivipa Supantanet convened an executive meeting with the SEC Management to declare the corporate intent to serve the public and capital market stakeholders with integrity, transparency and corporate governance, on 8 May 2019. The SEC Declaration of Intent is in compliance with the Ethical Standard Act B.E. 2562 (2019), which has come into force since 17 April 2019. Det...
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered
investment grade ratings bonds and (2) investment units of a mutual fund, which trades on every business day and does not have any restriction on transfer and pledge. In addition, such securities will be
securities and derivative contracts that the clients wish to trade with no limit, in order for investors to have options and opportunity for investment in products that they wish to invest in, and the stop
criminal justice administration whereby the court will judge the case accordingly. Information contained in this news release is as of the aforementioned release date. For those who wish to see current
wish to see current status of the matter, please go to compliant filed with inquiry officer
clarification via the SET within seven days, or on 22 March 2018. __________________Information contained in this news release is as of the aforementioned release date. For those who wish to see current status
service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area
measures for the unitholders who do not wish to have their investment converted into REIT.? The consultation paper is available at www.sec.or.th/hearing . Stakeholders and interested parties are welcome to