instruments are aimed at creating a balance between the protection of investors and effective fund mobilization. The SEC considers qualifications of securities issuers and supervises the disclosure of
a Foreign Investment Fund (FIF), not exceeding five business days from the day the investment units are repurchased. In this case, any holidays in a foreign country will not be counted as business
a Foreign Investment Fund (FIF), not exceeding five business days from the day the investment units are repurchased. In this case, any holidays in a foreign country will not be counted as business
Regulations SHARE : Detail Content Shares Fundraising for Foreign Company Related Rules and Regulations Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are
approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the approval to offer debt securities for sale. This will allow the SEC to carry out a preliminary
fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or there are adequate measures to manage conflicts of interest; There is no reason to doubt
offering shares to a subsidiary. If the persons being allocated shares are related persons, the listed company must act pursuant to the criteria of related party transactions. Additional requirements for
Criminal action is a type of law enforcement against any person who acts or omits to act in violation of the laws administered by the SEC. Criminal actions are divided into two groups, namely: (a) criminal
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following
same investment units class are reasonably equally determined. (Classifying investment units by asset types is prohibited.) The classification of the investment units shall be based on the following