securities company or company, whether by changing his position, job description or work place, suspending, threat, harassment, lay-off or any other matters of unfair treatment against such person because the
position in a political party unless having vacated such position not less than one year; (5) being an officer or an employee of the SEC Office; (6) being a manager or a person with power of management of
; (4) being or having been a political official or holding or having held any position in a political party unless having vacated such position not less than one year; (5) being an officer or an employee
notification of the SEC. “trade in derivatives” means to enter into a derivatives contract. “derivatives position” means an obligation or right of a person arising from derivatives trading. “close out a
aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016-no5.pdf
to inside information, including employees, workers or colleagues of the aforesaid persons who hold a position or is in the line https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/Act/act-sea2016
the Office of Insurance Commission, Secretary-General of the SEC Office or commissioners in the SEC; in this regard, there shall not be more than one person from each position. The person having been in