selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); (2) shall use the latest issuance of credit rating information made by the reliable credit
caution (fiduciary duties) and shall not make credit rating information selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); (2) shall use the
at least: (1) arrange for the affiliated company to have criteria for selecting service provider in accordance with the policy specified by the intermediary under Clause 18(2); (2) arrange for the
function to be outsourced; (2) criteria for selecting a service provider which shall contain details of the consideration guidelines in the following matters: (a) financial position which shall be specified
paragraph to the client or the provident fund committee and the reasons for choosing such connected person as custodian. Clause 13/1 3 Determining the investment policy of a private fund for investment in the
applicant shall declare the possession of the following systems; 1. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
management under paragraph one hereof, or in the back office operation, the management company shall carefully consider selecting such persons suitable for the tasks to be designated, and shall also ensure
operator shall proceed as follows: (1) screening and selecting foreign securities business operator that is credible and able to give advice under the law supervising business operator in such foreign
by a foreigner, the intermediary shall comply with the following additional rules: (1) selecting a foreigner who has credibility and capability to provide consultation of investment and is permitted to
providing services that involves the followings: (a) selecting and assigning personnel having knowledge and understanding of each type of capital market products or services to be seller or service provider