capital market in general may be affected. In addition, the current rules on calculation of NC are not applicable to business operators which also operate the digital asset business. SEC therefore

At its meeting No.11/2563 on 19 May 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the CMSB approved in principle of the amendment of rules applicable to funds and trusts which

In this workshop, the SEC, the TDO, and digital asset business operators joined forces with relevant agencies including the Bank of Thailand, the Cyber Crime Investigation Bureau, the Central

Bangkok, 17 March 2025 – Prime Minister Paetongtarn Shinawatra today has met with the Securities and Exchange Commission (SEC), the Stock Exchange of Thailand (SET), and the Department of Special Investigation (DSI), the Ministry of Justice, to discuss situations in the stock exchange and update progress on the measures for building trust and confidence in the capital market, especially regarding strict and rapid legal enforcement. Meanwhile, the Government will support expediting legal amendmen...

Secretary-General Ruenvadee Suwanmongkol said: “This is the first time SEC contracts an independent expert to study relevant laws on supervision of the audit firms and auditors in Thai capital market in

include- (1) material facts, (2) pertinent legal provisions; (3) consideration and support of discretion. The provision under the first paragraph shall not be applicable in the following cases: (1) the

in such employer?s group. In this regard, the companies in such employer?s group will be defined, in consistence with those applicable to mutual fund industry, as parent and subsidiary companies

Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant

opening an investment account cross the industry, to be applicable for all types of investment products.* The draft regulations take into account the comments and suggestions gathered from the previous

with conflicts of interest.  In this regard, relevant information must be disclosed to REIT unitholders and must not be opposed by the said unitholders according to the specified criteria.REIT trustees