Investors 30,722.08 Individuals 8,519.57 Juristic Persons 30,938.83 2.Foreign Investors Foreign Investors 50.00 Institutions 50.00 High Net Worth Investors 00.00 Individuals 00.00 Juristic Persons 00.00 2

1.Thai Juristic Persons Thai Juristic Persons 543,892.49 Commercial Papers 189,108.67 Short-term Bonds 22,590.00 Long-term Bonds 195,319.75 Convertible Bonds 3,328.88 Securitized Bonds Structured

requirements, and the monitoring and remediation process. The organizational chart should include the following details: - Name of the responsible persons - Their responsibilities - Scope and details of SOQM

1 Thai Juristic Persons By Thai Juristic 543,842.49 1.Short-term Debt Securities Short-term 327,780.06 Public Offerings 800.00 Institutions / High Net Worth Investors 262,656.39 Private Placements

or part- time auditors and individuals in the service delivery center) If yes, please describe. 2 How does the firm determine staffing requirements and minimum qualifications for each position? (full

236,735.45 83 1.Domestic Offering Domestic Offering 216,112.43 79 1.Thai Juristic Persons Thai Juristic Persons 216,112.43 79 1.Listed Companies Listed Companies 177,805.88 61 1.SET SET 175,525.98 53 01

327,780.06 171 1.Domestic Offering Domestic Offering 327,780.06 171 1.Thai Juristic Persons Thai Juristic Persons 327,780.06 171 1.Listed Companies Listed Companies 215,068.15 45 1.SET SET 215,041.15 44 01

process? Please provide an organization chart of the risk assessment process including the names of key responsible persons and their key roles. 5 How does the audit firm consider circumstances that require

actions in a timely manner? B4 Does the firm communicate the results of the inspections in a timely manner to engagement partners and other appropriate persons within the system of quality management

; - Experts are available, if needed; - Individuals meeting the criteria and eligibility requirements to perform engagement quality review are available, where applicable; - Intellectual resources are available