person who has authorized the management of the private fund using knowledge and competence as a professional. SEC Act S.134 paragraph 2 and paragraph 3 in conjunction with 133 paragraph 1 Criminal
PHILLIP Securities (Thailand) Public Company Limited Between June 7, 2021 and November 21, 2023, PHILLIP Securities (Thailand) Public Company Limited, a private fund management company, assigned
Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital
Bitkub Online Co., Ltd Between January 5, 2021 and January 24, 2021, Bitkub Online Co., Ltd (“Bitkub”), as a Digital Asset Exchange, consented a person who is not a director or executive of Bitkub to
constitute an unfair advantage to its customers or other interested person as specified in the notification of the Capital Market Supervisory Board. That is, the securities broker failed to Inefficient
Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used
the duties of responsible person regarding PPPM failure to prepare and submit an interim management discussion and analysis ("MD&A") for the year 2019 within the period as specified by the
securities in Thailand under the name of "Chartered Asset Management" and "Bowen Reece" without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution
securities in Thailand under the name of "Chartered Asset Management" and "Bowen Reece" without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution
securities in Thailand under the name of "Chartered Asset Management" and "Bowen Reece" without proper licenses granted, violating Section 90. The public prosecutor issued a prosecution