) government bond; (2) treasury bill; (3) bond issued by a state enterprise or a juristic person established by specific law and guaranteed unconditionally for the principal and the interest in full by the
institutional investors and high net worth investors (II&HNW) which not is connected person for redeem the Bills of exchange due on March 7, 2019 in the amount of Baht 200 million, with details of the debentures
currency denomination and offered in foreign countries; “Foreign securities exchange” means a juristic person established under foreign laws which is allowed to provide services of securities exchange or
on Investment ________________________ Clause 34 The provisions herein shall apply to guaranteed funds. Clause 35 In this Division, “guarantor” means a person who guarantees that the investors shall
Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to
) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator
financial consultant and his/her supervisor; (3) the guarantor, in the case of a guaranteed fund. In cases where any person under paragraph one is a juristic person, an authorized director of said juristic
to undertake securities business in the category of securities dealing; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a
; “counter trader” means a person who trade securities with securities company; “client” means a counter trader which is not a securities company, Bank of Thailand or licensed to undertake securities business