investment units shall not be concentrated in the holding of any individuals or any groups of persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
Fund > Management of Mutual Fund > Exercise of voting rights in a shareholders’ meeting Regulations SHARE : Detail Content Management of Mutual Fund 16. Exercise of voting rights in a shareholders
Assigned Not assigned Private Funds The private fund management company to exercise the voting rights on the client's behalf, the company shall act as follows: 1) Exercise voting rights at a meeting of
years Underlying shares being newly issued shares of the company Having a definitive price and the exercise ratio Allowing a period of time to indicate the exercise of right not less than 15 days before