Products (IC complex 1 / IC complex 2 / IC complex 3) Qualifications of Applicants for Approval of Investment Consultant on General Products (IC plain) Training Courses - New Courses (Examination
company shall establish a system for redemption of investment units, and a system for examination of purchase or redemption of investment units. (2) Transfer of investment in investment units, as well as
not entail risks. Each investor has different appetite and investment limits. In making an investment decision, investors should rely on their own examination of the securities. Equity Instrument
types (1) The mutual fund management company shall establish a system for examination of purchase or redemption of investment units by unitholders. (2) The mutual fund management company shall not pay a
interpretation of the “Executive” in relation to “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the
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their duties for the best interests of the company. Therefore, A person who has a conflict of interest must not do business which is in competition with the company. There must be no related party