manipulation (Section 244/6) 1. Opening a joint bank account for making a payment or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using
. Summary of regulations 1. Limitations on unitholding over one-third of the total outstanding units for any person or any Associated Person. The restrictions are exempted in the following cases: 2. Rules
trading practice (3) allowing any other person to use a digital asset trading account, bank account, account opened with a digital asset business operator or any other account for making payment in
allow to be done by virtue of provisions of law, Finance Minister hereby issues Ministerial Regulation as follows - Clause 1 Person eligible to apply for securities business license in the category of
) Ministerial Regulation No. 14 (B.E. 2541) issued under the Securities and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management
under the Securities and Exchange Act B.E. 2535 is hereby repealed. Clause 2 Person intending to apply for operate securities business license in the category of mutual fund management shall be limited
and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management under this Ministerial Regulation shall be any of the followings
interpretation of the “Executive” in relation to “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the