severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the
fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
entitled to vote Shareholders who veto the decision are not more than 10 per cent of the total number of votes of shareholders who attend the meeting Public Offering (PO) Secondary Public Offering (SPO
SPO is not more than 25 per cent of paid-up capital. The company which will submit the application in accordance with the fast track rule must meet the prescribed criteria, for instance, during the
redemption of investment units collect from the unitholders. (4) The mutual fund management company wishes to collect fees or expenses at a higher rate than recent rate specified shall follow the rules as per
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units
knowledge for not less than six hours per one calendar year. In case of having attended the orientation course but no refresher course in accounting in the following years, the CFO is nevertheless required
the investment unit value and price as specified in the scheme; (2.2) Calculate the NAV and investment unit values using a fair price. The value per investment unit shall be rounded up to a minimum of
. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000