estate to operate immoral or unlawful activities. *Leasing herein means granting a permission to use the property's space to and including providing services relating to a permission to use the property's
/2561 Re: Permission to Appointment of Agents in Facilitating Services of Passing Orders for Trading of Securities and Derivatives The Notification of the Securities and Exchange Commission No. KorThor 25
(Effective date of October 1, 2018) Related Forms Application for a permission for a public offering (form 17-1) A letter of certification for personal records of directors, executives, controlling persons
and ending dates in performing the duties, and a list of fund managers. (3) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
and ending dates in performing the duties, and a list of fund managers. (3) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its
ให้เกิดความเชื่อมั่นและป้องกันการเกิดข้อผิดพลาดในอนาคต รวมทั้ง International Organization of Securities Commissions (“IOSCO") ได้ออกแถลงการณ์เรื่อง “Principles for Auditor Oversight" เพื่อให้ประเทศ
Regulation. Clause 2 Securities company or organization relating to securities business intending to establish limited company or public limited company to undertake securities finance business shall file an