> Secondary Market and Related Entities > Association related to Securities Business Regulations SHARE : Detail Content Related Associations The securities companies may jointly establish a non-profit
Secondary Market/Securities Registrar Association related to Securities Business Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business Operators Registered
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management
/2561 Re: Permission to Appointment of Agents in Facilitating Services of Passing Orders for Trading of Securities and Derivatives The Notification of the Securities and Exchange Commission No. KorThor 25
โดยปัจจุบันมีสมาคมเกี่ยวเนื่องกับธุรกิจหลักทรัพย์ 3 แห่ง ได้แก่ สมาคมตลาดตราสารหนี้ไทย (Thai Bond Market Association) สมาคมบริษัทหลักทรัพย์ไทย (Association of Thai Securities Companies) สมาคมบริษัท
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
(Effective date of October 1, 2018) Related Forms Application for a permission for a public offering (form 17-1) A letter of certification for personal records of directors, executives, controlling persons
estate to operate immoral or unlawful activities. *Leasing herein means granting a permission to use the property's space to and including providing services relating to a permission to use the property's