derivatives exchange or a derivatives clearing house which is a position or nature of work permissible to be performed provided that the job holder has no prohibited characteristics as specified. “personnel in
World Federation of Exchanges (WFE) or debt instrument having organized secondary market; (3) having policy to invest in the similar assets as those permissible to invest in or to have in possession by
such transaction. Clause 13 3 Appointing a custodian who is a connected person of a private fund management company is permissible only upon written consent of the client or the provident fund committee
nature shall be permissible only in the following events: (1) revision of information that results in all unitholders receiving more benefits; (2) revision in accordance with the Securities and Exchange
on the Offering of Units of Infrastructure Trusts; “infrastructure asset” means the infrastructure asset permissible for the trust’s investment under the Notification of Capital Market Supervisory
(Employee Stock Option Plan), provided that such offer for sale is permissible by virtue of Thai law or regulations or foreign law or regulations enforced on listed companies; (6) acquisition of shares from
exceeding the permissible proportion that such unitholders shall not be entitled to receive dividends or exercise the voting right of the excessive units. In this regard, the REIT shall transfer the dividends
financial institution operates; (2) being a creation of obligation related to permissible investment of private funds in accordance with the Notification of the Capital Market Supervisory Board concerning
of operational function other than sub clause (1) or (2) is permissible when the intermediary deems necessary to the extent that it is not: (a) an appointment of third party to be an agent or a broker