) an advice for a customer, except in case of using a tape recorder in giving advice which shall be kept for the period of not less than two months from the day following the date of recording; however
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
for keeping the report that the computer division publish for other agency and a zone where stored the tape recorder of the comment’s marketing officer [A] 2. Damage Prevention 2.1 Fire Prevention
company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities company shall not trade in securities by using inside information in
is made by telephone or via electronic means, the securities company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities
Industry Public company Limited would like to explain the operating result for Quarter 1 ended of March 31, 2020 compare with the same period of the previous year as follows For the past 3 months of Quarter
Industry Public company Limited would like to explain the operating result for Quarter 2 ended of June 30, 2020 compare with the same period of the previous year as follows For the past 3 months of Quarter 2
completed within such period, the record of such advice or order must be kept until the complaint has been completely dealt with; If the giving of advice or placing of order under the first paragraph has been
, should there be any customer’s complaint relating to the giving of advice or placing of orders whose proceeding has not been completed within such period, the record of such advice or order shall be kept