maintain its qualifications as specified in this Ministerial Regulation throughout the license period shall undertake business operation in accordance with criteria, conditions and procedures as specified in
, there shall be a condition specifying that the licensee shall maintain its qualifications as specified in this Ministerial Regulation throughout the license period shall undertake business operation in
company for operating securities business in the category of venture capital management with the SEC Office within the period of time, in form and together with supplementary documents as specified by the
as specified in this Ministerial Regulation throughout the license period and shall undertake business operation in accordance with criteria, conditions and procedures as specified in the SEC’s
specified period. The associations shall prepare a balance sheet once in every twelve-month period, and an annual report on results of the operation to be presented to the general meeting of the associations
specified period, and the following information is required: Application for the offer for sale of shares (form 69-1) Prospectus After offering to sell shares, the company has duty to disclose information in
three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of
toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial
period of time, in form and together with the supplementary documents as specified in the SEC’s Notification. Clause 5 Any person intending to apply for approval to establish a limited company or public
the number of investment units on the next business day. 8.2 The payment for redemption of the investment units within the period specified in the schemes, the timing which should not exceed the