, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
not entail risks. Each investor has different appetite and investment limits. In making an investment decision, investors should rely on their own examination of the securities. Equity Instrument
must not exceed the maximum limits specified in the scheme and the prospectus of the offer for sale of the investment units. (1) For advertisement expenses that a mutual fund management company may
following limits: (1) In the case of ASEAN Collective Investment Schemes (ASEAN CIS), not exceeding seven business days under the common regional standards; (2) In the case of an Asia Region Funds Passport
a group of associated persons over 50% of each unit class. Investors holding the units exceeding the specified limits shall not be entitled for dividend payment and voting rights. A foreigner's