, clearing houses must have appropriate risk management measures in order to effectively perform the duties of guaranteeing clearing and settlement. Securities Depository Center At present, most securities
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/LawandRegulations/ResourceCenter-GreenBond.aspx English (United States) ShareWarrant have control over the executives in risk management, financial management and business strategy. The securities issuing company
: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central utility functions include the functions such as support services for investment units
have control over the executives in risk management, financial management and business strategy. The securities issuing company must disclose the minimum requirements in a format and within the
ควบคุมดูแลผู้บริหารทั้งในเรื่อง risk management, financial management และ business strategy ทั้งนี้ บริษัทที่ออกหลักทรัพย์ต้องเปิดเผยตามรายการขั้นต่ำในรูปแบบและตามระยะเวลาที่ประกาศกำหนด โดยข้อมูลที่ต้อง
business relationship, investment, or administration and management of the issuer, for example, customers, suppliers of raw materials, potential business partners of the issuer, the affiliated companies of
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the